FCA / Regulatory Change Support
End-to-end regulatory change delivery. We run horizon scanning and regulatory mapping, assess impact, perform gap analysis and update policies, procedures and controls. We evidence Consumer Duty outcomes, refresh SMCR responsibilities and training and prepare reporting/attestations with board-ready packs.
Change touches conduct and resilience. We align with MiFID II where rules intersect with reporting and conduct and coordinate with Operational Resilience so new requirements land cleanly in governance, MI and playbooks.
What We Deliver
Horizon scanning and regulatory mapping linked to owners and due dates.
Impact assessment and gap analysis across policies, controls and evidence.
Policy & procedure updates with clear roles, RACI and attestations.
Control design, implementation support and action tracking.
Consumer Duty MI and outcome testing with remediation plans.
SMCR responsibilities, SoRs/MAPS updates and training cadence.
Why Crestwave
Structured change without the noise. Our trackers, templates and playbooks make it simple to assign ownership, deliver updates and prove compliance with clean evidence for internal audit and supervisors.
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